(Scroll down for becoming a Securities (Stock) Broker):
Step one: (For Futures Broker candidates) Students Send $100
check made out to NASD for testing fees with your resume and SS#. This service
available only to students free of charge. If you want to take the test and not
get materials send $275 for this service and we will arrange
to set you up for the actual exam. (For Stock Broker Securities candidates
scroll down although here is the brief instructions to show the difference in
exams) send $1750 for NASD registration, tests, Series 7 and
63 exams, with resume so we can place you with a firm. For non students add $250.
We will then place you with an NASD financial planning oriented firm which many
times will have offices in all 50 States. We try to match your experience with
the firm. The firm then does a due diligence on you per NASD requirements. The
series 7 and securities exams like the Series 6 and 22 both require advance
"sponsorship" by a firm prior to taking the exam. From time of
application to time of taking the exam allow 8 weeks. For Futures exams allow 3
Step two: Once you pass the test we will arrange to get you the various
forms to become an independent broker out of your home as an IB Introducing
Broker , or CTA Commodity Trading Advisor. Simply fill out the forms and perform
what is asked and you are now a designated registered futures representative.
Step three: If you wish we can set you up with a futures only firm in a
solicitor capacity where you will gain experience with another firm on a
commission basis. Most of these firms are in major Cities of over 1 million
population. We can also arrange for foreign students to take the exam in Europe
or Asia and be ready to be hired by an American firm in USA or in Europe or
Become a Stock Broker Take your Series 7 Exam!
Steps to success in becoming a securities broker:
1)Invest in one of our study courses.Now with 4 choices:
A) Computer training with reference guides!
B)Internet training.... begin studying in half an hour...comes with
reference guide mailed to you.
C)or the Extensive manuals only! All Self Study.
D)Classes around the country usually every 3rd week M-F 9-5 for $950. Advance purchase of class is required since much advanced reading is required.
BROKERAGE FIRM TRAINING:
We can also train your brokerage firm and send a trainer in or develop a program
for your brokerage firm. Ask about our current discounts. Currently we give a
Free Series 63 course with each purchase.
2)Take the Series 7 stock broker exam in 55 locations in USA and worldwide. We
arrange for sponsorship. Pass our pre test before taking the actual exam to see
how well you are doing, or test yourself in the manuals. Some firms allow just
the series 6 mutual funds or series 22 partnership training courses which are
essentially sub categories of the series 7. (see nasd courses click here for
information on our other courses). If you have a Series 7 already or sub
category exam passed, you could take a PRINCIPAL exam which will allow you to
run your own firm (see NASD courses).
3)Guarantee is we pay your test fee if you fail the exam on the first try.
However you need to prove you studied successfully, receiving 90% scores on your
practice tests on computer or Internet ..or if you took the manuals only format
you need a "pretest" of 10 questions issued by internet or by telefax
to you. Certain other conditions and requirements apply. Fees for the Series 3
are $75 and for the Series 7 and 63 inclusive of membership
and annual dues, sponsorship, fingerprint cards and related costs are $1750.
If you don't buy our course and have a need to be a broker...we can arrange for
sponsorship..costs are $1995 including exams, nasd fees etc
rather than the $1750. ALL prices, terms and conditions in
Series 3 , 7 or other training are subject to change at any time without notice.
4)Upon passing the exam we have free placement services for you. Call us at 800-344-0335
or 561-798-4072, Fax us at 561-791-7380 or
us for information about this service, free to our clients.
The Following items are included in this Kit
U4 Form, BD Brochure, Fingerprint Card,
Licensing Application, Procedures & Costs, License Cost and Fees,
Background Compliance Questionnaire, Background Investigation, Independent
Contractor’s Agreement, Background Information Release Authorization, A
Summary of Applicant’s Rights, RR Payout Program, Standard Commission
Client Incentive.. This order is shipped Via
FedEx and Includes a Prepaid FedEx Return Envelope for Faster
"credit cards now only allowed for series 3 licensing... order by e mailing us direct"
Learning is not a Broker Dealer. This Sponsorship Kit will provide
you the necessary paperwork to get sponsored by a broker dealer as
required by the NASD. The
Sponsorship Kit is for your convenience only; it will give you the
necessary forms and information to apply for a securities license.
Purchasing the Sponsorship Kit will not guarantee you to be sponsored by
any Broker Dealer. To be sponsored, you must have a clean background
with no felony or criminal records and no pending Bankruptcy. It is
at the discretion of the Broker Dealer to accept you upon receipt of
your application. AAA Learning and Quest . and any of the Broker Dealers
that we refer to you are not responsible for any claim or damages if
you are NOT ACCEPTED AS A SPONSOR. The fee for the Sponsorship Kit is
for the cost of printing the Materials and the shipping cost Via FedEx.
The Sponsorship Kit Fee is Not Refundable. when you order the
Sponsorship Kit, you Understand and
agree to this