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Become a Stock or Futures Broker

Call 800-344-0335 or 561-798-4072
Fax 561-791-7380
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Did you know you could earn well into the six-figures within 3 years of your becoming a stock or futures broker? Below are the steps to success

Steps to SPONSORSHIP OF EXAM for FUTURES BROKERS

Step one: (For Futures Broker candidates) Students Send $75 check made out to NASD for testing fees with your resume and SS#. This service available only to students free of charge. If you want to take the test and not get materials send $275 for this service and we will arrange to set you up for the actual exam. (For Stock Broker Securities candidates scroll down although here is the brief instructions to show the difference in exams) send $800 for NASD registration, tests, Series 7 and 63 exams, with resume so we can place you with a firm. For non students add $250. We will then place you with an NASD financial planning oriented firm which many times will have offices in all 50 States. We try to match your experience with the firm. The firm then does a due diligence on you per NASD requirements. The series 7 and securities exams like the Series 6 and 22 both require advance "sponsorship" by a firm prior to taking the exam. From time of application to time of taking the exam allow 8 weeks. For Futures exams allow 3 weeks.

Step two: Once you pass the test we will arrange to get you the various forms to become an independent broker out of your home as an IB Introducing Broker , or CTA Commodity Trading Advisor. Simply fill out the forms and perform what is asked and you are now a designated registered futures representative.

Step three: If you wish we can set you up with a futures only firm in a solicitor capacity where you will gain experience with another firm on a commission basis. Most of these firms are in major Cities of over 1 million population. We can also arrange for foreign students to take the exam in Europe or Asia and be ready to be hired by an American firm in USA or in Europe or Asia.

Become a Futures Broker Take Your Series 3 Exam!

Steps to success in passing the exam:

1)Invest in our Home study courses...books only or books with disks or books with internet training. Ask about our current discounts. Currently we offer a free ethics course with every purchase of the $495 course. New brokers are required to take a 4 hour ethics course. we recommend taking it prior to taking the Series 3 test as it will help in the legal area of the exam. The format probably will be in video format but is subject to change without notice.

2)Take the Series 3 exam (for futures or the Series 7 for stock broker) in 55 locations in the USA and many locations worldwide in Europe and Asia.. We can arrange for sponsorship with your cooperation.. Pass our pre test before taking the actual exam to see how well you are doing or test yourself in the manuals. Currently the exam is under $100. (series 3) Simply send us $100 with your resume and social security number and we will sign you up for the Series 3 exam it's as simple as that. See instructions above for the exam sponsorship.

3)Guarantee is we pay your test fee if you fail the exam on the first try. However you need to prove you studied successfully, receiving 90% scores on your practice tests on internet or computer training... or if you got the books..simply take a "pretest" 10 questions issued by internet or by telefax to you upon your scheduled request. Certain other conditions and requirements apply. Fees for the Series 3 are currently $75 or for the Series 7 and 63 inclusive of membership and annual dues, sponsorship, fingerprint cards and related costs are $800.

4)Upon passing the exam we have free placement services for you. Call us at 800-344-0335 or 561-798-4072, Fax us at 561-791-7380 or us for information about this service, free to our clients.

Sample Questions for Series 3

Become a Stock Broker Take your Series 7 Exam!

Steps to success in becoming a securities broker:

1)Invest in one of our study courses.Now with 4 choices:
A) Computer training with reference guides!
B)Internet training.... begin studying in half an hour...comes with reference guide mailed to you.
C)or the Extensive manuals only! All Self Study.
D)Classes in Ft. Lauderdale available every 3rd week M-F from 9-5 for $695. Advance purchase of the class required since advanced reading is required.

BROKERAGE FIRM TRAINING:
We can also train your brokerage firm and send a trainer in or develop a program for your brokerage firm. Ask about our current discounts. Currently we give a Free Series 63 course with each purchase.

2)Take the Series 7 stock broker exam in 55 locations in USA and worldwide. We arrange for sponsorship. Pass our pre test before taking the actual exam to see how well you are doing, or test yourself in the manuals. Some firms allow just the series 6 mutual funds or series 22 partnership training courses which are essentially sub categories of the series 7. (see nasd courses click here for information on our other courses). If you have a Series 7 already or sub category exam passed, you could take a PRINCIPAL exam which will allow you to run your own firm (see NASD courses).

3)Guarantee is we pay your test fee if you fail the exam on the first try. However you need to prove you studied successfully, receiving 90% scores on your practice tests on computer or Internet ..or if you took the manuals only format you need a "pretest" of 10 questions issued by internet or by telefax to you. Certain other conditions and requirements apply. Fees for the Series 3 are $75 and for the Series 7 and 63 inclusive of membership and annual dues, sponsorship, fingerprint cards and related costs are $800. If you don't buy our course and have a need to be a broker...we can arrange for sponsorship..costs are $1050 including exams, nasd fees etc rather than the $800. ALL prices, terms and conditions in Series 3 , 7 or other training are subject to change at any time without notice.

4)Upon passing the exam we have free placement services for you. Call us at 800-344-0335 or 561-798-4072, Fax us at 561-791-7380 or us for information about this service, free to our clients.

Sample Questions for Series 7